Fitness & Probity

Manage F&P compliance
without the scramble

Track Fitness & Probity and SMCR obligations for every relevant individual — automated alerts, digital evidence, and on-demand reporting for FCA and CBI.

Manage the fitness & probity compliance of your staff.

Regzact handles every step of the F&P process, from capturing onboarding details to PCF compliance.

1

Bulk Upload New Staff

Import your list of new staff members.

2

Onboarding Questionnaire

Assign a questionnaire to capture F&P information.

3

PCF Questionnaire

Depending on their role, assign additional PCF information requests.

4

Manager Review

Review and confirm F&P details.

5

Assign Annual Review

Assign the staff member to a scheduled annual review.

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Onboarding

Bulk Upload

Import staff via CSV, Excel, or CRM integration.

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Reminders

Send reminders to provide information

Track status and send reminders if needed.

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Questionnaires

Send custom F&P questionnaires

Issue F&P or PCF questionnaires to each new staff member

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Approval

Manager Review & Approval

Senior managers can review and approve F&P details.

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Confirmation

Confirm detail for annual submission

Confirm F&P information for submission to regulator.

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Signatures

Capture staff signatures electronically

With each F&P declaration, capture a staff signature.

Staff compliance profiles.

Track the minimum competency of your staff across training, memberships, qualifications, roles and documentation.

Get a unified view of staff compliance
Manage ongoing competency levels
Generate current & historical accredited persons reports
Staff compliance profiles
Staff annual certification

Fitness Certification.

Capture staff annual declarations, run background checks and generate certifications.

Issue questionnaires and declaration requests
Run background checks for sanctions and bancruptcies
Generate signed certifications for each staff member

Have your F&P details ready
for annual review.

With the Regzact Fitness & Probity solution you can effortlessly manage data collection, review and approval.

Bulk staff Upload
Standard Fitness Questionnaires
Track mandated training and qualifications
PCF Questionnaires
Manager Approval & Confirmation
Manage regulated roles across multiple companies

Start Your Trial Today.

Join insurers, MGAs, and brokers across the UK and Ireland who have made compliance a strategic advantage. Book a personalised demo and see Regzact working with your own network.

No credit card required All regulatory frameworks included Set up in under a day

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